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Step by Step

Stock Loan Process

Stock Loan Process

  1. To initiate our stock loan process, simply apply online through our Easy Stock Intake Form. Within 24 hours of contacting us an Agent will contact you to review the stock and eligibility for a loan.


  1. If approved, we will consult with you to determine a customized solution that works best for you. A non-binding Term Sheet will be sent to you outlining the details of the loan such as loan amount, interest rate, fees and loan term.


  1. Once the Term Sheet is approved by you a Non-Recourse Stock Master Loan Agreement and Stock Pledge Agreement will be prepared based on the 3-5 day average of your stock’s price and sent to you for review and approval.


  1. A current brokerage statement or TA statement will be requested as proof of ownership and status of the securities prior to TERM SHEET and funding.


  1. The loan funds are disbursed either via DVP (Delivery Versus Payment) or wired into your bank account.


  1. You can make interest-only payments monthly, quarterly or semi-annually. Any dividends from the securities are credited to the loan payment first and any excess is returned to you.


  1. At the end of the loan term loan if all interest payments are made and the portfolio has maintained the required LTV, the same amount of shares originally pledged are returned to you. The loan term may also be extended or refinanced for an additional term and LTV based upon market conditions.


  1. The time frame from start to funding may be as little as 7-10 business days.


Our team works closely with you to ensure safe, fast, and efficient LOAN settlement.

Speak with our Team Today

Please complete the form below and a member of our team will contact you shortly. Please note that all Stock Loan  transactions start at a minimum of $100,000 USD.

Easy Stock Loan Intake Form

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